home *** CD-ROM | disk | FTP | other *** search
/ The Supreme Court / The Supreme Court.iso / pc / briefs / 1992 / 92_854 / 854p038.tif (.png) < prev    next >
Tagged Image File Format  |  1995-08-30  |  88KB  |  1696x2200
Labels: book | reckoner | sky | tree
OCR: authority to discipline any invesiment adviser who aids or abets violations JO the securities laws. 15 U.S.C 80b - 3(e)5) (1988) The Commission may also obtain an injunction against any person who has aided IU abetied or is about to aid 10 abet violation the Investment Adviscrs Act itself 9(d) 1988 Furthermore, under the Investment Con- pany Act the SEC may prevent any investment company related organization from employing any person who has will- fully aided or abetted violation or the securities laws 80a 9(b)(3) (1988) Where one provision of the securities acts contains lan- guage which not found ir second provision, the logi ical conclusion that the language WaS intentionally lel't out uf the second pravision and should not be implied by the cuurts Touche Ross 142 1 571-72 (finding DO i ...